EXCEED ADVISORY LLC
SEC RegisteredLet us be your Options Expert
About the firm
Exceed Investments is an option-based portfolio management firm that partners with asset managers and advisors to construct and manage option-based strategies. The firm's principals have experience as exchange specialists and market makers, global bank traders, and institutional level portfolio managers, including managing $1B+ portfolios on behalf of ING and Lehman. Exceed is described as a pioneer and early implementer of defined outcome and structured note strategies.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Option-based portfolio management including covered calls, collars, leveraged spreads, buffered shield strategies, defined outcome and structured note strategies, across multiple instruments including structured notes, indexes, mutual funds, and institutional level portfolios
Who they serve
Asset managers and advisors seeking to construct and manage option-based strategies
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 61 | $27M |
| High Net Worth Individuals | 30 | $71M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
Data as of February 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. EXCEED ADVISORY LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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