EXCEL FINANCIAL, LLC
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About the firm
Excel Financial is an independent financial advisory firm dedicated to providing investment management and strategic wealth planning specific to each client's situation. The firm advises individuals on personal wealth and collaborates with businesses to streamline retirement plans and related employee benefits. Their primary focus is to provide unbiased opinions designed to achieve long-term investment results.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Services include financial planning, structured investing, spending and retirement income distribution and tax planning, and business benefits program management. Specific products and services include retirement planning, qualified tuition plans, annuities, mutual funds, certificates of deposit, employee pension plans, other retirement savings plans for employee groups, life insurance, long-term care, disability and critical illness coverage, and health insurance/group health benefits.
Who they serve
Individual investors and businesses seeking retirement plan and employee benefit programs.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 309 | $83M |
| High Net Worth Individuals | 83 | $201M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 20 | $117M |
| State/Municipal Entities | 2 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
5 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
7 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1 to $99,999.99 | 1.25% |
| $100,000 to $499,999.99 | 0.90% |
| $500,000 to $999,999.99 | 0.60% |
| $1,000,000 to $1,999,999.99 | 0.55% |
| $2,000,000 to $4,999,999.99 | 0.50% |
| $5,000,000 to $9,999,999.99 | 0.40% |
| $10,000,000 to $29,999,999.99 | 0.20% |
| $30,000,000 to $39,999,999.99 | 0.10% |
| $40,000,000 and up | 0.05% |
Data as of February 5, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. EXCEL FINANCIAL, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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