FARNAM FINANCIAL
SEC RegisteredTurn your financial house into your financial castle
About the firm
Farnam Financial is a financial advisory firm headquartered in Phoenix, Arizona that works with clients nationwide by video and phone. The firm offers retirement planning, investment management, tax planning, Social Security and income planning, risk management and insurance review, and estate plan review. They serve clients with over $2M of investible assets, especially those nearing or in retirement.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Retirement planning, investment management, tax planning, Social Security and income planning, risk management and insurance review, and estate plan review.
Who they serve
Clients with over $2M of investible assets, especially those nearing or in retirement, located nationwide.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 22 | $10M |
| High Net Worth Individuals | 59 | $151M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
6 total clients reported on Form ADV.
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $2,000,000 | 1.00% |
| $2,000,001 to $10,000,000 | 0.60% |
| $10,000,001 and Above | 0.30% |
Data as of April 16, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FARNAM FINANCIAL has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.