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Farrell Financial

SEC Registered

A Disciplined and Common Sense Approach to Financial Management

Orchard Park, NYhttps://farrellfinancialllc.com716-508-8504
Assets Under Management
$100M–$500M
Employees
2
Office Locations
1 office
Total Accounts
237

About the firm

Farrell Financial LLC believes in approaching each client with a dedicated, thoughtful investment solution customized to meet the client's financial goals. Their mission is to create and maintain wealth for clients through independent and unbiased recommendations, always putting the needs of the client first.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net Worth

Areas of expertise

Retirement PlanningSocially-conscious InvestingTax-advantage InvestingCollege Savings PlanningStocksFixed IncomeETFsMutual FundsAnnuitiesWealth Management

Services

Services include retirement planning, socially-conscious investing, tax-advantage investing, college savings planning, and more. Products include stocks, fixed income (bonds), exchange-traded funds, CDs and CD alternatives, mutual funds, and fixed and variable annuities.

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)189$74M
High Net Worth Individuals44$126M

Leadership

Neil Joseph Farrell
PRESIDENT
Neil Vincent Farrell
VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
NY
Orchard ParkHQ

Advisors at this firm

2 advisors in the directory

Regulatory & compliance

CRD number
#321609
SEC Number
801-125815
Disciplinary History
No
Fee Model & Minimums
Model: AUM

Data as of February 3, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Farrell Financial has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Farrell Financial in Orchard Park, NY | AdvisorFinder