FARRIS CAPITAL MANAGEMENT INC.
SEC RegisteredA disciplined approach to building wealth
About the firm
Farris Capital Management Inc. is an independent fiduciary firm and SEC Registered Investment Advisor that offers planning and investment advisory services. The firm distinguishes itself by holding Certified Financial Planner™ (CFP) and Chartered Financial Analyst (CFA) credentials, and is legally bound to act in clients' best interests at all times.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning, investment advisory services, retirement planning, investment strategies, college savings plans, and tax strategies.
Who they serve
Business Owners, Retirees, and Emerging Wealth
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 346 | $63M |
| High Net Worth Individuals | 49 | $114M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $100,000 | 1.50% |
| $100,001 - $250,000 | 1.35% |
| $250,001 - $500,000 | 1.25% |
| $500,001 - $1,000,000 | 1.15% |
| $1,000,000+ | — |
Data as of February 5, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FARRIS CAPITAL MANAGEMENT INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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