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FELTL ADVISORS

SEC Registered

Carve your own path

PLYMOUTH, MNhttps://feltladvisors.com612-492-8800
Assets Under Management
$100M–$500M
Employees
15
Office Locations
3 offices
Total Accounts
563

About the firm

For nearly 40 years, the Feltl name has been synonymous with quality investment advice and excellent customer service. Feltl and Company is a full service stock brokerage firm, a registered investment advisor, and investment banking firm with a special expertise in following and financing emerging growth companies.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthState/Municipal

Areas of expertise

Investment AdvisoryStock BrokerageInvestment BankingEmerging Growth CompaniesMarket ResearchFinancial AnalysisPrivate Client Group

Services

Full service stock brokerage, registered investment advisory services, and investment banking, with a special expertise in following and financing emerging growth companies. Also offers a Private Client Group for individual investment goals.

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)395$155M

0 total clients reported on Form ADV.

Leadership

Mary Joanne Feltl
PRESIDENT
Michael Bernard Schierman
CFO, TRUSTEE OF MARY JOANNE FELTL IRREVOCABLE JCF TRUST
John Christopher Feltl
CEO
Mitchell Jay Edwards
CCO, CORPORATE SECRETARY
Mary Joanne Feltl Irrevocable Jcf Trust
SHAREHOLDER

Office locations

3 offices in 2 states
MN
PLYMOUTHHQ
MN
PLYMOUTH
IL
EDWARDSVILLE

Advisors at this firm

15 advisors in the directory

Regulatory & compliance

CRD number
#165244
SEC Number
801-77347
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee / Other
Minimum: $25,000 (waivable)

Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FELTL ADVISORS has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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FELTL ADVISORS in PLYMOUTH, MN | AdvisorFinder