AdFi
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FI3 FINANCIAL ADVISORS, LLC

SEC Registered
INDIANAPOLIS, INhttps://twitter@fi3advisors.com317-426-8800
Assets Under Management
$1B–$5B
Employees
21
Office Locations
1 office
Total Accounts
1643

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable OrganizationsState/Municipal

Services

investment_managementfinancial_planningestate_planningtax_planninginsurancecollege_planningcharitable_givingcash_flow_planningrisk_management
Private funds / alternatives
Private Equity

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)63$30M
High Net Worth Individuals183$1.1B
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations2$8.2M
State/Municipal Entities7
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

6 total clients reported on Form ADV.

Leadership

Ivan Douglas Hoffman
MANAGING PARTNER/CHIEF COMPLIANCE OFFICER
Matthew Joseph Simpson
BUSINESS PARTNER
Samuel David Muse
BUSINESS PARTNER

Office locations

1 office in 1 state
IN
INDIANAPOLISHQ

Advisors at this firm

2 advisors in the directory

Regulatory & compliance

CRD number
#168005
SEC Number
801-113218
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee / Other
Asset tierAnnual rate
Family CFO - First $5,000,0000.65%
Family CFO - Next $10,000,0000.45%
Family CFO - Next $15,000,0000.35%
Family CFO - Above $30,000,0000.25%
Monitoring - First $10,000,0000.20%
Monitoring - Above $10,000,0000.05%
Pension Consulting - First $1,000,0000.50%
Pension Consulting - Over $1,000,0000.25%

Data as of March 24, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FI3 FINANCIAL ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

FI3 FINANCIAL ADVISORS, LLC in INDIANAPOLIS, IN - Financial Advisory Firm | AdvisorFinder