Fi3 Financial Advisors, LLC
SEC RegisteredAbout the firm
Fi3 is an independent, fee-only Registered Investment Advisor (RIA) and multi-family office. They serve as a fiduciary, providing financial planning and investment management services to high net worth families, acting as the Family CFO. Fi3 offers a comprehensive suite of services including financial planning, investment management, and estate and legacy planning through an integrated approach.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning (balance sheet tracking, cash flow/income planning, insurance risk management, income tax planning, college planning, health insurance/benefits planning), investment management (consolidated reporting, global asset allocation, tax loss harvesting, active and passive strategies, private market ideas, rebalancing overlay), and estate and legacy planning (charitable planning, estate planning, estate and trust flow charts, education funds, family mission/values, wealth transfer strategies).
Who they serve
High net worth families
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 63 | $30M |
| High Net Worth Individuals | 183 | $1.1B |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 2 | $8.2M |
| State/Municipal Entities | 7 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
6 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
9 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Family CFO - First $5,000,000 | 0.65% |
| Family CFO - Next $10,000,000 | 0.45% |
| Family CFO - Next $15,000,000 | 0.35% |
| Family CFO - Above $30,000,000 | 0.25% |
| Monitoring - First $10,000,000 | 0.20% |
| Monitoring - Above $10,000,000 | 0.05% |
| Pension Consulting - First $1,000,000 | 0.50% |
| Pension Consulting - Over $1,000,000 | 0.25% |
Data as of March 24, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Fi3 Financial Advisors, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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