AdFi
FA

Fiduciary Advisor Advocates

SEC Registered

BRINGING INSTITUTIONAL FRAMEWORK TO INDIVIDUALS

https://faadvocates.com914-643-6014
Assets Under Management
$100M–$500M
Employees
1
Office Locations
1 office
Total Accounts
89

About the firm

Fiduciary Advisor Advocates aims to provide individuals, families, and smaller institutions with an advisory experience previously reserved for multi-billion dollar asset pools. The firm focuses on identifying objectives, structuring portfolios, keeping investing costs low, and monitoring tax implications, while emphasizing clarity, transparency, and ongoing client communication.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPension/Profit SharingCharitable OrganizationsState/Municipal

Areas of expertise

Fiduciary AdvisoryPortfolio ManagementAlternative InvestmentsInstitutional FrameworkTax MonitoringDirect InvestmentsTransparencyCost-effective Investing

Services

Portfolio structuring to meet client objectives, keeping investing costs low, monitoring tax implications for taxable accounts, access to institutional quality alternative strategies with lower minimums, and evaluation of direct investment opportunities including deal structure, deal terms, and operating agreements.

Who they serve

Individuals, families, and smaller institutions

Client segmentClientsAssets managed
Individuals (Non-HNW)65$15M
High Net Worth Individuals15$7.5M

Leadership

Thomas Patrick Mulvey
CEO/CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 states
HQ

Regulatory & compliance

CRD number
#169039
SEC Number
801-78758
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee / Performance-based
Asset tierAnnual rate
Up to $2M1.50%
$2M+

Data as of April 24, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Fiduciary Advisor Advocates has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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