Financial Aurora, LLC.
SEC RegisteredFinancial Advice & Investment Management
About the firm
Financial Aurora is an independent, fiduciary financial advisory firm based in Austin, TX that is not owned by any company and earns money solely from advisory fees as a percentage of assets under management. The firm offers comprehensive financial products and services through access to a range of providers, with no commission revenue in advisory accounts.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial advice and investment management, including access to a range of financial products from a variety of providers. The firm charges a fee based on a percentage of assets under management, does not charge fees on cash holdings, and charges fees in arrears.
Who they serve
Individuals seeking financial advice and investment management, with no investment minimum required.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 200 | $60M |
| High Net Worth Individuals | 20 | $70M |
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 to $99,999.99 | 1.50% |
| $100,000 to $249,999.99 | 1.00% |
| $250,000 to $499,999.99 | 0.90% |
| $500,000 to $999,999.99 | 0.80% |
| $1,000,000 to $1,999,999.99 | 0.70% |
| $2,000,000 to $2,999,999.99 | 0.60% |
| $3,000,000 and higher | 0.50% |
Data as of April 7, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Financial Aurora, LLC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched