FINANCIAL COUNCIL, LLC
SEC RegisteredPlan Well. Retire Well. Live Well.
About the firm
Financial Council is a boutique investment advisory firm offering holistic financial and life planning, backed by a national broker-dealer. Their team of tenured advisors and a dedicated Retirement Navigator provide personalized guidance through retirement and life transitions. They operate as a fiduciary, placing clients' needs and best interests above their own.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Comprehensive holistic financial planning integrating life planning, retirement planning, wealth preservation, legacy planning, and the exclusive Live Well Retirement Navigation (LWRN) program designed to guide clients through life's transitions.
Who they serve
Academic and medical professionals, multi-generational families, retirees seeking confidence, individuals preparing for retirement, and motivated accumulators building wealth.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 305 | $151M |
| High Net Worth Individuals | 343 | $1.1B |
| State/Municipal Entities | 1 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 1.25% |
| Next $500,000 to $1,000,000 | 1.00% |
| $1,000,000.01 to $3,000,000 | 0.75% |
| $3,000,000.01 to $7,500,000 | 0.50% |
| $7,500,000.01 to $50,000,000 | 0.25% |
| $50,000,000.01 and up | 0.00% |
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FINANCIAL COUNCIL, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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