AdFi
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FINANCIAL GRAVITY ASSET MANAGEMENT, INC.

SEC Registered

The Evolution of Asset Management Starts Here

AUSTIN, TXhttps://financialgravityassetmanagement.com1-800-920-9722
Assets Under Management
$500M–$1B
Employees
5
Office Locations
1 office
Total Accounts
2610

About the firm

Financial Gravity Asset Management believes that client success is the result of risk alignment, tax efficiency, controlling costs, and diversification. Their investment methodology, called Control the Controllables®, focuses on controlling what can be controlled rather than attempting to predict unpredictable market factors. They utilize a proprietary Real Risk system to help align clients' investments with their ability to withstand the tradeoffs between risk and return.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthState/Municipal

Areas of expertise

Asset ManagementRisk AlignmentBehavioral FinanceTax EfficiencyTax Loss HarvestingCost ControlDiversificationPortfolio ManagementWealth Building

Services

Asset management services including risk alignment using a proprietary Real Risk system, tax efficiency strategies (tax location optimization, tax lot harvesting, low turnover, tax-efficient investment vehicles), cost control and transparency, and diversification across asset classes, equity styles, and foreign markets.

Who they serve

Retail investors, including those who may be over-risked or paying hidden investment costs, as well as clients seeking an institutional approach to asset allocation and portfolio management similar to that used by institutional investors, family offices, and the ultra-wealthy.

Client segmentClientsAssets managed
Individuals (Non-HNW)1,374$265M
High Net Worth Individuals144$258M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations0$0
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Inc. Financial Gravity Companies
SHAREHOLDER
Jennifer Christine Winters
EXECUTIVE VICE PRESIDENT
William Robert Nelson
CEO
Kaili Erin Winters
CHIEF COMPLIANCE OFFICER
Marc David Orourke
PRESIDENT
Scott Christopher Winters
CHAIRMAN OF THE BOARD

Office locations

1 office in 1 state
TX
AUSTINHQ

Advisors at this firm

1 advisor in the directory

Regulatory & compliance

CRD number
#144008
SEC Number
801-109923
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Minimum: $25,000 (waivable)

Data as of December 23, 2025 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FINANCIAL GRAVITY ASSET MANAGEMENT, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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