FINANCIAL INNOVATIONS, LLC
SEC RegisteredA Value-Based Investment Firm
About the firm
Financial Innovations is a full-service financial planning firm offering customized, strategic plans focused on long-term financial success. The firm provides wealth management, retirement planning, tax planning, estate planning, and financial planning to support clients at every stage of life. Advisory services are offered through Financial Innovations, LLC.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning, wealth management, estate planning, insurance, retirement planning, tax planning, and multi-generational planning.
Who they serve
Individuals at every stage of life, from those just beginning their investment journey to those looking toward retirement or finding their path, with a focus on multi-generational planning.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 100 | $38M |
| High Net Worth Individuals | 234 | $467M |
| Charitable Organizations | 13 | $22M |
8 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $500,000 | 1.50% |
| $500,001 - $5,000,000 | 1.00% |
| Over $5,000,000 | 0.80% |
Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FINANCIAL INNOVATIONS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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