FINANCIAL INSTITUTION SERVICES, LLC
SEC RegisteredLife can be complicated, investing doesn't have to be.
About the firm
We're a family owned and operated Registered Investment Advisor (RIA). We offer personalized advice for some of life's biggest financial considerations. We cut through the noise, emotion, and bias aiming to help our clients make confident, long-term decisions.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Asset & portfolio management, retirement planning (sustainable withdrawal strategies, Social Security and pension coordination, tax-aware distribution planning), estate planning (orderly asset transfer, charitable giving, legacy planning, avoiding unnecessary probate), investment management (portfolios aligned with goals and risk tolerance, risk management across asset classes and market cycles), and ongoing coaching (regular check-ins, financial reviews, guidance during market turbulence, and financial education).
Who they serve
Individuals, families, and small businesses
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 282 | $122M |
| High Net Worth Individuals | 50 | $137M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $500,000 | 1.00% |
| $500,001 - $1,000,000 | 0.85% |
| $1,000,001 - $1,500,000 | 0.75% |
| $1,500,001 - $2,000,000 | 0.65% |
| Over $2,000,000 | 0.50% |
Data as of April 7, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FINANCIAL INSTITUTION SERVICES, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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