Financial Management Associates, LLC
SEC RegisteredA Trusted Partner
About the firm
Financial Management Associates, LLC ("FMA") is registered as an investment adviser with the Securities and Exchange Commission. FMA focuses on the individual path of each person and how their financial health affects their overall well-being and quality of life, using the Accumulation – Protection – Distribution method to create customized financial plans.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment advisory services including introductory consultations, customized financial planning using the Accumulation – Protection – Distribution method, and ongoing financial guidance aimed at helping clients achieve financial independence and confidence.
Who they serve
Individuals seeking to take control of their financial health, particularly those feeling overwhelmed, uncertain, frustrated, or stressed about their finances and financial decisions.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 202 | $28M |
| High Net Worth Individuals | 141 | $104M |
4 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0-$500,000 | 1.25% |
| $500,001-$3,000,000 | 1.00% |
| $3,000,001-$5,000,000 | 0.80% |
| $5,000,001-$10,000,000 | 0.75% |
Data as of March 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Financial Management Associates, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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