AdFi
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Findec Wealth Services, Inc.

SEC Registered

Providing Financial Wellness IS WHAT WE DO

Stockton, CAhttps://findec.com209-957-7413
Assets Under Management
$500M–$1B
Employees
5
Office Locations
1 office
Total Accounts
822

About the firm

FinDec provides comprehensive financial planning, wealth management, and workplace benefits consulting and related services. The firm works with individuals and business owners across every step of their financial journey. FinDec was started by a family and builds on that legacy each and every day.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCharitable Organizations

Areas of expertise

Financial PlanningWealth ManagementWorkplace Retirement PlansComprehensive Wealth ManagementInsurance ServicesLife InsuranceHealth InsuranceLong-term Care InsuranceThird Party AdministrationRecordkeepingWorkplace Benefit Plans+2 more

Services

FinDec offers wealth services including workplace retirement plans and comprehensive wealth management; insurance services including life, health and disability, and health savings accounts; benefit services including plan design consulting, third party administration, and recordkeeping; and partnership services providing back office support for financial advisors.

Financial PlanningInsuranceWealth Management

Who they serve

Individuals, business owners, and financial advisors/partners seeking back office support.

Client segmentClientsAssets managed
Individuals (Non-HNW)306$55M
High Net Worth Individuals38$65M
Charitable Organizations238$490M
State/Municipal Entities2

Leadership

Findec Co.
PARENT COMPANY
Michael E Lee
PRESIDENT & CHIEF EXECUTIVE OFFICER
Kevin Eugene Mahoney
BUSINESS DEVELOPMENT OFFICER

Office locations

1 office in 1 state
CA
StocktonHQ

Advisors at this firm

2 advisors in the directory

Regulatory & compliance

CRD number
#311949
SEC Number
801-120139
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $250,000 (waivable)
Asset tierAnnual rate
First $500,0001.00%
Next $500,001 - $1,000,0000.80%
Next $1,000,001 - $2,000,0000.60%
Next $2,000,001 - $5,000,0000.40%
Balance Over $5,000,0000.20%

Data as of March 23, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Findec Wealth Services, Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Findec Wealth Services, Inc. in Stockton, CA | AdvisorFinder