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First Wilshire Securities Management, Inc.

SEC Registered
Pasadena, CA626-796-6622
Assets Under Management
$100M–$500M
Office Locations
1 office
Total Accounts
286

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingCorporations

Services

Private funds / alternatives
Hedge

Leadership

Scott William Hood
PRESIDENT & CEO
Thomas Herbert Hanson
V.P. & CHIEF OPERATING OFFICER
Mitchell Wayne Howard
CHIEF COMPLIANCE OFFICER & FINOP
Feliks Zlochistyy
FINOP

Office locations

1 office in 1 state
CA
PasadenaHQ

Advisors at this firm

5 advisors in the directory

Regulatory & compliance

CRD number
#171971
SEC Number
801-15260
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM / Performance-based

Data as of May 5, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. First Wilshire Securities Management, Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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