FLAX POND CAPITAL, LLC
SEC RegisteredAbout the firm
Flax Pond Capital is a boutique investment management and financial planning firm providing planning services to individuals, families and owners/entrepreneurs. They perform a full range of investment management and financial planning services to individuals, families, trusts, and estates, and specialize in owners/entrepreneurs working with them both pre and post exit.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management and financial planning services, including holistic and comprehensive financial planning for individuals, families, trusts, estates, and owners/entrepreneurs
Who they serve
Individuals, families, trusts, estates, and owners/entrepreneurs (pre and post exit)
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 64 | $55M |
| High Net Worth Individuals | 55 | $167M |
| State/Municipal Entities | 1 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $50,000 | 1.25% |
| $50,001 - $150,000 | 1.00% |
| $150,001 - $250,000 | 0.90% |
| Over $250,000 | 0.80% |
Data as of January 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FLAX POND CAPITAL, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.