FREESTATE ADVISORS LLC
SEC RegisteredWhat matters to you?
About the firm
Freestate is a fiduciary partner that helps individual clients, retirement plan sponsors and participants achieve better financial outcomes through education, careful planning and advanced investment strategies.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Advisory services where fiduciary advisors design strategies to help clients achieve financial goals, and retirement plan services including designing, monitoring, and managing retirement plans as well as education and support for plan participants.
Who they serve
Individual clients, retirement plan sponsors and participants.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 161 | $43M |
| High Net Worth Individuals | 83 | $138M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
30 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
9 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Focused Strategies $0-$2M | 1.00% |
| Focused Strategies $2M-$5M | 0.75% |
| Focused Strategies $5M-$10M | 0.60% |
| Focused Strategies Over $10M | 0.50% |
| SmartRisk Strategies $0-$2M | 1.95% |
| SmartRisk Strategies $2M-$5M | 1.50% |
| SmartRisk Strategies $5M-$10M | 1.00% |
| SmartRisk Strategies Over $10M | 0.85% |
Data as of January 5, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FREESTATE ADVISORS LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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