FULLER & THALER ASSET MANAGEMENT INC
SEC RegisteredAbout the firm
Fuller & Thaler Asset Management is the advisor to a range of behavioral mutual funds and collective investment trusts focused on U.S. equity strategies. The funds are distributed by Ultimus Fund Distributors, LLC, with one sub-advised fund offered by JPMorgan Distribution Services, Inc.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Fuller & Thaler offers behavioral mutual funds and collective investment trusts spanning U.S. small-cap growth, mid-cap value, small-mid core equity, unconstrained equity, mid-cap equity, small-cap equity, and micro-cap equity strategies, as well as a sub-advised mutual fund (Undiscovered Managers Behavioral Value Fund) offered through JPMorgan.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 5,559 | $2.0B |
| High Net Worth Individuals | 197 | $392M |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 1 | $153M |
| Charitable Organizations | 21 | $531M |
| State/Municipal Entities | 75 | — |
| Insurance Companies | 0 | — |
| Corporations | 0 | $0 |
8 total clients reported on Form ADV.
Leadership
Office locations
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Behavioral Small-Cap Growth/Value/Core/Equity - First $5M | 1.10% |
| Behavioral Small-Cap Growth/Value/Core/Equity - Next $10M | 1.00% |
| Behavioral Small-Cap Growth/Value/Core/Equity - Next $10M | 0.90% |
| Behavioral Small-Cap Growth/Value/Core/Equity - Over $25M | 0.70% |
| Behavioral Small-Mid Core Equity - First $25M | 0.95% |
| Behavioral Small-Mid Core Equity - Over $25M | 0.85% |
| Behavioral Mid-Cap Value/Equity/Growth/All-Cap - First $25M | 0.85% |
| Behavioral Mid-Cap Value/Equity/Growth/All-Cap - Over $25M | 0.75% |
| Behavioral Unconstrained Equity - First $25M | 0.99% |
| Behavioral Unconstrained Equity - Over $25M | 0.89% |
| Behavioral Micro-Cap - First $5M | 1.30% |
| Behavioral Micro-Cap - Next $10M | 1.15% |
| Behavioral Micro-Cap - Over $15M | 1.05% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FULLER & THALER ASSET MANAGEMENT INC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.