Gamma Asset Management LLC
SEC RegisteredA boutique investment firm for sophisticated global investors
About the firm
Gamma Asset Management is a boutique investment firm providing unmatched personalized advisory and trading services that are tailored to meet the unique needs and goals of our corporate, wealth management and institutional clients.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment advice, investment management, and managed strategies including strategic/tactical asset allocation, portfolio and risk management, investment policy design, financial education, liability management, OCIO (Outsourced Chief Investment Officer), cash management, equity strategies, emerging markets fixed income, ETF management, placement agent, and securities services.
Who they serve
Individuals, families, institutions, corporate clients, wealth management clients, and high net worth clients
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 51 | $19M |
| High Net Worth Individuals | 12 | $29M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 1 | $36M |
| Charitable Organizations | 0 | — |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $1,999,999.99 | 1.00% |
| $2,000,000 - $9,999,999.99 | 0.80% |
| $10,000,000 - $24,999,999.99 | 0.70% |
| $25,000,000 - $49,999,999.99 | 0.60% |
| Over $50,000,000 | 0.50% |
Data as of February 24, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gamma Asset Management LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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