GAMMA INVESTING LLC
SEC RegisteredThe first centralized marketplace connecting wealth advisors and institutional investors to endless selection of personalized index investments.
About the firm
GAMMA is a centralized marketplace connecting wealth advisors and institutional investors to personalized index investments through Custom Index SMAs (direct indexing). The firm offers an all-in-one platform for custom index investing, providing investment management, tax management, personalization, and custom index development services.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Discretionary portfolio management, sub-advisory and model delivery services, consultation, and a digital client portal. Solutions include custom index SMAs across equities (broad-market, sectors, ESG/SRI, factor-tilt), fixed income (municipal bond, US Treasury, corporate bond), and options (protection, income); portfolio personalization; tax management; and custom index development.
Who they serve
Financial intermediaries and institutional investors, including banks and trusts, endowments, foundations, retirement plans, insurance companies, sovereign wealth funds, non-US institutions, financial advisors, registered investment advisors, family offices, and private client groups.
| Client segment | Clients | Assets managed |
|---|---|---|
| High Net Worth Individuals | 1 | $137k |
| Insurance Companies | 1,974 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
7 advisors in the directory
Regulatory & compliance
Data as of March 13, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. GAMMA INVESTING LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.