Golden K Plans AND Wealth Management A DBA OF Golden K Wealth MG
SEC RegisteredAdministering Retirement Plans. Managing Wealth. Delivering Results
About the firm
Golden K Plans specializes in Retirement Plans and Wealth Management with over 30 years of experience, offering 401(k), Profit Sharing, Defined Benefit, and Cash Balance Plans to businesses of all sizes across various industries. The firm also provides investment advisory services to plan sponsors, individuals, trusts, estates, and organizations, with a sole focus on delivering high-quality, personalized investment advice.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Retirement plan design and administration (including 401(k), Profit Sharing, Defined Benefit, and Cash Balance Plans), fiduciary services, wealth management, investment advisory services, retirement income solutions, tax-efficient portfolio construction, estate planning coordination, and philanthropic guidance.
Who they serve
Retirees and pre-retirees seeking financial peace of mind, business owners looking to maximize retirement benefits and tax efficiency, and high-net-worth individuals requiring tailored wealth management strategies, as well as plan sponsors, trusts, estates, and organizations.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 45 | $13M |
| High Net Worth Individuals | 10 | $49M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 70 | $116M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Investment Management $100K-$250K | 1.25% |
| Investment Management $250K-$1M | 1.00% |
| Investment Management $1M-$1.5M | 0.95% |
| Investment Management $1.5M-$2.5M | 0.90% |
| Investment Management $2.5M-$4M | 0.85% |
| Investment Management Above $4M | 0.00% |
| 401(k) Plan $1-$250K | 0.75% |
| 401(k) Plan $250K-$750K | 0.60% |
| 401(k) Plan $750K-$2M | 0.55% |
| 401(k) Plan $2M-$4M | 0.50% |
| 401(k) Plan Above $4M | 0.00% |
Data as of April 1, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Golden K Plans AND Wealth Management A DBA OF Golden K Wealth MG has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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