AdFi
GC

GRACE CAPITAL MANAGEMENT, LLC

SEC Registered

personalized investment insight & strategies

AUSTIN, TXhttps://grace-cap.com512-485-1800
Assets Under Management
$100M–$500M
Employees
5
Office Locations
1 office
Total Accounts
270

About the firm

Grace is an independent advisory firm offering a personal alternative to large investment banks, brokerage firms, and insurance companies. Over time, they collaborate with clients to develop and implement dynamic strategies that cultivate wealth and financial well-being. Their independence allows them to navigate the complex financial landscape and tailor solutions to client needs.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/Municipal

Areas of expertise

Independent AdvisoryPersonalized Investment ManagementRisk ManagementCustomized Financial SolutionsPortfolio PerformanceWealth ManagementFinancial PlanningUnbiased Advice

Services

Personalized investment management, customized financial solutions, risk management, independent consultative advice, and portfolio management using quantitative and qualitative analysis derived from independent sources and third-party analysis.

Who they serve

Clients ranging from professional athletes to business owners, as well as individuals seeking personalized investment management.

Client segmentClientsAssets managed
Individuals (Non-HNW)54$26M
High Net Worth Individuals23$47M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

George Roger Duff
MEMBER AND CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
TX
AUSTINHQ

Advisors at this firm

3 advisors in the directory

Regulatory & compliance

CRD number
#150054
SEC Number
801-111020
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee / Performance-based
Minimum: $1,000,000 (waivable)

Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. GRACE CAPITAL MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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GRACE CAPITAL MANAGEMENT, LLC in AUSTIN, TX | AdvisorFinder