GRAGG FINANCIAL
SEC RegisteredBEYOND THE TRADITIONAL
About the firm
Gragg Financial develops and implements business and financial strategies that build confidence now and into the future. The firm has nurtured relationships in Cleveland County, North Carolina as an accounting firm since 1965, and since 2000 has expanded to offer investment advisory, financial planning, business advisory, and regulatory compliance services. Under the leadership of CPAs and personal financial specialists Bryon and Jay Gragg, the firm has been named by Accounting Today as one of the nation's Top Firms by Assets Under Management in 2020, 2021, and 2022.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment advisory, financial planning, business advisory, regulatory compliance (tax and accounting services).
Who they serve
Local families and businesses, particularly in Cleveland County and the Shelby, NC area, as well as clients seeking investment advisory, financial planning, business advisory, and regulatory compliance services.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 255 | $49M |
| High Net Worth Individuals | 55 | $109M |
| Charitable Organizations | 10 | $24M |
| State/Municipal Entities | 6 | — |
327 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $3,000,000 | 1.50% |
| $3,000,000 to $5,000,000 | 1.00% |
| Greater than $5,000,000 | 0.75% |
Data as of February 13, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. GRAGG FINANCIAL has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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