Grupp Financial LLC
SEC RegisteredJudgment. Courtesy. Diligence.
About the firm
Grupp Financial LLC assists families in discovering and achieving their purpose and goals through their unique client process, the Heroic Family Journey. The firm acts as a fiduciary entrusted with the care of clients' family assets and is a sister company of The Grupp Law Firm LLC. They design financial plans, implement investment strategies, and collaborate with clients' trust advisors.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning, investment strategy implementation, and collaboration with clients' trust advisors; services encompass the full panorama of family wealth from present needs to generational opportunities.
Who they serve
Families, including those with multi-generational wealth considerations, and their trusted advisors.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 2 | $191k |
| High Net Worth Individuals | 3 | $2.0M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 1 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $1,000,000 | 1.50% |
| Excess of $1,000,000 to $5,000,000 | 1.25% |
| Excess of $5,000,000 | 1.00% |
Data as of January 22, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Grupp Financial LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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