HARBOUR INVESTMENT MANAGEMENT L.L.C.
SEC RegisteredPlan. Grow. Protect.
About the firm
Harbour Investment Management is an Independent, Woman- and Minority-Owned financial advisory firm. Founded in the belief that banks and large institutions had become overly bureaucratic and impersonal, Harbour has been helping clients since 1991 with simple and uncomplicated investment and advice aimed at providing peace of mind for clients' financial futures.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning and investment management covering clients' entire financial lives, including short- and long-term goal planning, portfolio management, and coordination with clients' attorneys, CPAs, and bankers, with a focus on transparent reporting and personalized service.
Who they serve
Clients who want a single source for financial advice, with simple and direct information from the person responsible for their account, including those saving for retirement, paying for college, or making dream purchases.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 99 | $48M |
| High Net Worth Individuals | 78 | $269M |
| State/Municipal Entities | 6 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
5 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 0.80% |
| Next $1,000,000 | 0.70% |
| Next $3,000,000 | 0.50% |
| Amount over $5,000,000 | 0.25% |
Data as of March 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. HARBOUR INVESTMENT MANAGEMENT L.L.C. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.