Harraden Circle Investments, LLC
SEC RegisteredHarraden Circle is a multi-strategy, event driven firm.
About the firm
Harraden Circle Investments, LLC is an investment firm focused on identifying mispriced securities that offer asymmetric upside potential because of event-related catalysts, unique structural features, or attractive market prices. Founded in 2016 with the goal of capitalizing on unconventional market opportunities, the firm also provides customized structured equity and credit investments to companies interested in solutions tailored to their financing needs.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investing in SPAC securities and their transactions across the full SPAC lifecycle using fundamental research, qualitative and quantitative methods, event-driven and arbitrage-oriented strategies, and structural inefficiency exploitation; also providing customized structured equity and credit investments to companies.
Who they serve
Partners whose assets the firm seeks to safeguard and grow; also companies interested in customized structured equity and credit financing solutions.
| Client segment | Clients | Assets managed |
|---|---|---|
| Pension/Profit Sharing Plans | 9 | $560M |
Office locations
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Standard Management Fee Range Low | 1.00% |
| Standard Management Fee Range High | 1.50% |
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Harraden Circle Investments, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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