Hartley Advisors Corp.
SEC RegisteredTrusted Investment Advice
About the firm
Hartley Advisors is an independent investment advisory firm that helps people grow, preserve and manage their wealth. It is a boutique, family-owned and operated business built on trust, integrity and a commitment to help clients reach their financial goals. Since 2003, Hartley Advisors has been providing investment management services to individuals, families and businesses.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management services and objective, unbiased financial advice customized to each client's unique situation
Who they serve
Individuals, families and businesses
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 82 | $30M |
| High Net Worth Individuals | 36 | $76M |
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Individuals and Families: below $500,000 (smaller accounts) | 1.50% |
| Individuals and Families: over $500,000 | 1.25% |
| Individuals and Families: over $1,000,000 | 1.00% |
| Individuals and Families: over $3,000,000 | 0.80% |
| Individuals and Families: over $5,000,000 | 0.65% |
| Individuals and Families: over $10,000,000 | 0.50% |
| Employer-Sponsored Retirement Plans: up to $1,000,000 | 0.50% |
| Employer-Sponsored Retirement Plans: over $1,000,000 | 0.40% |
| Employer-Sponsored Retirement Plans: over $5,000,000 | 0.30% |
| Employer-Sponsored Retirement Plans: over $10,000,000 | 0.20% |
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Hartley Advisors Corp. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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