AdFi
HA

Hayes Asset Management, LLC

SEC Registered

Investing for the future.

Rochester, NYhttps://hayesassetmgt.com585-730-6951
Assets Under Management
$100M–$500M
Employees
4
Office Locations
1 office
Total Accounts
286

About the firm

Hayes Asset Management offers highly focused value investment strategies seeking superior long-term performance. The firm's investment philosophy is based on bottom-up, fundamental value investing, choosing investments on the basis of value, not popularity.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPension/Profit Sharing

Areas of expertise

Value InvestingFundamental AnalysisBottom-up InvestingPersonalized PortfoliosLong-term PerformanceQuarterly Newsletter

Services

Personalized investment portfolios, value investment strategies, and a quarterly newsletter highlighting investments, trends, market conditions, and other related issues.

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)83$19M
High Net Worth Individuals29$98M

Leadership

Christopher Charles Hayes
PRESIDENT, CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
NY
RochesterHQ

Regulatory & compliance

CRD number
#141220
SEC Number
801-67003
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Asset tierAnnual rate
Equity/Balanced/Asset Allocation/401(k)/Mutual Fund - First $2,000,0001.00%
Equity/Balanced/Asset Allocation/401(k)/Mutual Fund - Next $3,000,0000.75%
Equity/Balanced/Asset Allocation/401(k)/Mutual Fund - Next $5,000,0000.50%
Equity/Balanced/Asset Allocation/401(k)/Mutual Fund - Over $10,000,0000.40%
Fixed Income - First $2,000,0000.60%
Fixed Income - Next $3,000,0000.50%
Fixed Income - Next $5,000,0000.40%
Fixed Income - Over $10,000,0000.30%

Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Hayes Asset Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Hayes Asset Management, LLC in Rochester, NY | AdvisorFinder