Hergenroeder Financial Advisors, Inc.
SEC RegisteredBringing clarity to even your most complex financial challenges
About the firm
HFA is a wealth management firm based in Timonium, MD that specializes in helping individuals develop sound retirement strategies. The firm offers personalized, hands-on service, educating clients about financial concepts and products while addressing the many complexities and concerns that affluent individuals face.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
The firm offers financial planning (goal planning, cash-flow and income analysis, multi-generational planning, tax minimization strategies), education planning (529 College Savings Plans, Coverdell Savings Accounts, custodial accounts), retirement and investment planning (IRAs, Social Security and Medicare planning, pension income decisions), insurance planning (life, disability, and long-term care insurance), and estate and legacy planning (wealth transfer strategies, trust management services, beneficiary review).
Who they serve
Affluent individuals, particularly those who are retired or approaching retirement
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 323 | $134M |
| High Net Worth Individuals | 98 | $170M |
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $500,000 | 1.60% |
| Between $500,000 and $750,000 | 1.40% |
| Between $750,001 and $1,000,000 | 1.30% |
| Between $1,000,001 and $2,500,000 | 1.20% |
| Between $2,500,001 and $5,000,000 | 1.00% |
| More than $5,000,000 | 0.00% |
Data as of February 4, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Hergenroeder Financial Advisors, Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched