HERITAGE CAPITAL, LLC
SEC RegisteredYes, you can retire with confidence.
About the firm
Heritage Capital, LLC is a state of Connecticut registered investment adviser located in Woodbridge, CT. The team at Heritage Capital has been helping people retire with confidence for over 30 years, using active investment management and comprehensive financial planning to help clients control their risks for a successful retirement.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Active management strategies (including defensive positioning), financial planning and retirement planning, and fee-only fiduciary advisory services with direct access to the money manager.
Who they serve
People seeking to retire with confidence, including those planning for retirement and those already in retirement.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 78 | $26M |
| High Net Worth Individuals | 68 | $117M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $1,000,000 | 2.00% |
| Over $1,000,000 | — |
Data as of March 6, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. HERITAGE CAPITAL, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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