HERITAGE FINANCIAL ADVISORS, LLC
SEC RegisteredYour financial advisor must have your confidence and trust
About the firm
Heritage Financial Advisors is an independent, fee-based investment advisory firm whose advisors act as fiduciaries following the Prudent Investor Act. The firm focuses on establishing one-on-one relationships with clients to help them achieve financial goals and plan for important life events. Heritage's advisors have no proprietary products to sell, aligning their interests with those of their clients.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Comprehensive Financial Planning, Investment Management, Retirement Plans, College Savings Plans, Annuities, Life Insurance & Disability, and Long-Term Care Insurance
Who they serve
Individuals seeking help with financial goals, retirement planning, college savings, and other important life events such as growing families
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 185 | $46M |
| High Net Worth Individuals | 35 | $85M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $200,001 - $500,000 | 1.10% |
| $500,001 - $1,000,000 | 1.00% |
| $1,000,001 - $2,000,000 | 0.90% |
| $2,000,001 - $3,000,000 | 0.80% |
| $3,000,001 - $4,000,000 | 0.70% |
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. HERITAGE FINANCIAL ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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