AdFi
HP

HIGH PLAINS INVESTMENT ADVISORS, INC.

SEC Registered

Simple. Sophisticated. Sound.

LUBBOCK, TXhttps://hptxadvisors.com806-793-7934
Assets Under Management
$100M–$500M
Year Founded
1998
Employees
2
Office Locations
1 office
Total Accounts
415

About the firm

High Plains Advisors tailors investment and advisory services to the unique needs of each individual client, taking a comprehensive approach to the management of assets. Since 1998, they have provided investment advisory services based on economic theory and empirical research, creating portfolios based on the belief that markets reward long-term investors.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit Sharing

Areas of expertise

Investment AdvisoryRetirement PlanningInvestment PlanningEducation PlanningCharitable GivingPortfolio ManagementLong-term Investing

Services

Retirement Planning, Investment Planning, Education Planning, and Charitable Giving; tailored investment and advisory services to help clients determine investment objectives and reach financial goals

Who they serve

Individual clients at each stage of their life

Client segmentClientsAssets managed
Individuals (Non-HNW)103$29M
High Net Worth Individuals25$75M
State/Municipal Entities9

1 total clients reported on Form ADV.

Leadership

Timothy Drew Mack
PRESIDENT AND CHIEF COMPLIANCE OFFICER
Brad Alexander Pruitt
VICE PRESIDENT

Office locations

1 office in 1 state
TX
LUBBOCKHQ

Advisors at this firm

2 advisors in the directory

Regulatory & compliance

CRD number
#114404
SEC Number
801-126221
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Asset tierAnnual rate
First $1,000,0001.00%
All amounts over $1,000,0000.65%

Data as of February 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Find an advisor that fits

Search AdvisorFinder's marketplace to compare financial advisors by specialty, location, fees, and more.

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. HIGH PLAINS INVESTMENT ADVISORS, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

HIGH PLAINS INVESTMENT ADVISORS, INC. | AdvisorFinder