HIGH PROBABILITY ADVISORS, LLC
SEC RegisteredINVEST SMARTER
About the firm
High Probability Advisors provides a factor-based investment advisory approach grounded in behavioral finance principles and academic research. The firm offers goals-based allocations with low-cost, tax-efficient, and transparent processes, serving clients through fiduciary responsibility and turnkey implementation.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Goals-based investment allocations, factor-based investing, risk management, retirement plan advisory services, and institutional endowment management, delivered through three unique advisory processes tailored to high-net-worth, institutional, and retirement plan clients.
Who they serve
High-net-worth individuals, business leaders, institutional clients (including not-for-profit and foundation endowments), and employers seeking retirement plan solutions for their employees.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 192 | $77M |
| High Net Worth Individuals | 152 | $808M |
| Charitable Organizations | 45 | $146M |
| State/Municipal Entities | 9 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
8 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Standard - First $2M | 0.70% |
| Standard - Next $3M | 0.60% |
| Standard - Next $5M | 0.50% |
| Standard - Next $15M | 0.35% |
| Standard - Next $25M | 0.30% |
| Standard - Thereafter | 0.25% |
| Institutional - First $2M | 0.50% |
| Institutional - Next $8M | 0.40% |
| Institutional - Next $15M | 0.35% |
| Institutional - Next $25M | 0.30% |
| Institutional - Thereafter | 0.25% |
| Retirement - First $1M | 0.50% |
| Retirement - Next $4M | 0.30% |
| Retirement - Next $5M | 0.25% |
| Retirement - Next $15M | 0.15% |
| Retirement - Thereafter | 0.05% |
Data as of April 7, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. HIGH PROBABILITY ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched