HOLM & Cawley Financial Group LLC
SEC RegisteredReal Life Planning. Real Results. Your Best Path Forward
About the firm
Holm & Cawley provides clear, personalized financial planning and investment guidance built around clients' real situations—not products, not trends, not anyone else's agenda. The firm operates as an independent fiduciary, focusing on tax efficiency, disciplined investment management, and long-term planning for families, retirees, and businesses.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning and investment guidance including tax-efficient planning for high-net-worth individuals, families, and corporations; IRA rollover and Roth conversion strategies and retirement account transitions; and disciplined investment management with full fiduciary alignment.
Who they serve
High-net-worth individuals, families, retirees, corporations, and businesses seeking fiduciary financial planning and investment guidance.
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 2.00% |
| Next $1,000,000 | 1.75% |
| Next $1,000,000 | 1.50% |
| Next $2,500,000 | 1.25% |
| Next $2,500,000 | 1.00% |
| Over $7,500,000 | 0.75% |
Data as of March 4, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. HOLM & Cawley Financial Group LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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