AdFi
IL

ICAPITAL, LLC

SEC Registered

We succeed only when you do.

BOSTON, MAhttps://icapitalforme.com(617)542-8700
Assets Under Management
$1B–$5B
Employees
9
Office Locations
1 office
Total Accounts
528

About the firm

As an SEC Registered Investment Adviser, iCapital provides comprehensive, fee-based asset management and consulting services to qualified retirement plans, foundations, endowments and individual investors. Their mission is to partner with clients to help them achieve their financial goals through objective asset allocation and management, acting as an acknowledged fiduciary.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCharitable Organizations

Areas of expertise

Asset ManagementFee-based AdvisoryRetirement PlansFoundationsEndowmentsFiduciaryAsset Allocation401(k)403(b)457 Plans

Services

Comprehensive, fee-based asset management and consulting services, including objective asset allocation and management

Who they serve

Qualified retirement plans, foundations, endowments and individual investors

Client segmentClientsAssets managed
Individuals (Non-HNW)120$45M
High Net Worth Individuals60$199M
Charitable Organizations39$1.2B
State/Municipal Entities1

220 total clients reported on Form ADV.

Leadership

Katie Ann Umile
CEO/MANAGER/CHIEF COMPLIANCE OFFICER
Richard C Umile
MEMBER
Rosemary Umile
MEMBER

Office locations

1 office in 1 state
MA
BOSTONHQ

Advisors at this firm

7 advisors in the directory

Regulatory & compliance

CRD number
#122816
SEC Number
801-61527
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Minimum: $25,000 (waivable)
Asset tierAnnual rate
0-$300,0001.25%
$300,001-$600,0001.15%
$600,001-$1,000,0001.00%
$1,000,001-$3,000,0000.95%
$3,000,001 and above0.85%

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ICAPITAL, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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ICAPITAL, LLC in BOSTON, MA | AdvisorFinder