IMPERIAL FUND ASSET MANAGEMENT LLC
SEC RegisteredThe Right Solution For Your Investment Needs
About the firm
Imperial Fund Asset Management is a registered investment adviser with the Securities & Exchange Commission that specializes in comprehensive investment strategies across traditional asset classes and mortgage investments, serving both institutional and individual investors. The firm has completed 32 securitizations, manages $12.3 billion in securitized assets (initial UPB), and maintains a presence in 50+ countries.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
For institutional investors: residential credit funds, non-agency RMBS, and whole loan SMA. For individual clients: investment management, business strategies, wealth planning, insurance and annuities, and private credit funds.
Who they serve
Institutional investors (asset managers, insurance companies, investment advisors, family offices, private and public pension funds, endowments and foundations) and individual clients (global investors, financial advisors, businesses).
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 32 | $976k |
| High Net Worth Individuals | 35 | $16M |
| Pension/Profit Sharing Plans | 4 | $4.5B |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. IMPERIAL FUND ASSET MANAGEMENT LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.