AdFi
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INGALLS & SNYDER LLC

SEC Registered

Commitment to your future. Dedication to your success.

NEW YORK, NYhttps://ingalls.net212-269-7800
Assets Under Management
$5B–$25B
Year Founded
1924
Employees
92
Office Locations
3 offices
Total Accounts
4453

About the firm

Founded in 1924 by Roscoe C. Ingalls and John T. Snyder, Ingalls & Snyder has delivered exceptional investment advice and service to clients for over 100 years. The firm has remained independent while providing custom investment management, wealth advisory, and family office solutions. Many client relationships have lasted for multiple generations.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingState/Municipal

Areas of expertise

Custom Portfolio ManagementWealth AdvisoryFinancial PlanningFamily OfficeInvestment ManagementIndependent Advisory

Services

Custom portfolio management, active portfolio management with research and analysis tailored to each client's financial needs and goals, wealth advisory and planning, comprehensive planning addressing clients' complete wealth picture, and family office services designed for the unique challenges of significant wealth.

Private funds / alternatives
Hedge

Who they serve

Private clients and institutional clients, including those with significant wealth requiring family office services; many relationships have lasted for multiple generations.

Client segmentClientsAssets managed
Individuals (Non-HNW)3,155$1.0B
High Net Worth Individuals1,090$5.8B
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans3$189M
Charitable Organizations51$103M
State/Municipal Entities59
Insurance Companies1

1 total clients reported on Form ADV.

Leadership

Lawton Storrs Lamb
MANAGING DIRECTOR
William Reed Simmons
MANAGING DIRECTOR
Thomas Oneil Jr Boucher
MANAGING DIRECTOR
John Joseph Dougherty
MANAGING DIRECTOR
Christopher Randall Siege
MANAGING DIRECTOR
Frank Stolba
CHIEF FINANCIAL OFFICER
Frank Stolba
CHIEF OPERATING OFFICER
Guy Richards Riegel
MANAGING DIRECTOR
Keith Simon Lane-Zucker
MANAGING DIRECTOR
Frank Stolba
MANAGING DIRECTOR
Robert Anthony Case
CHIEF EXECUTIVE OFFICER
Robert Anthony Case
SENIOR MANAGING DIRECTOR
Aphrodite Mavricos Garrison
MANAGING DIRECTOR
James Stewart Slocum
MANAGING DIRECTOR
Christine Elizabeth Weston
MANAGING DIRECTOR
Sean Patrick Meehan
MANAGING DIRECTOR
James Edwin Thatcher
MANAGING DIRECTOR

Office locations

3 offices in 3 states
NY
NEW YORKHQ
MA
WELLESLEY
WV
MORGANTOWN

Advisors at this firm

52 advisors in the directory

Horace Shepard Boone
Investment Adviser Representative
Dual-registered
Thomas Oneil Boucher Jr
Investment Adviser Representative
Dual-registered
Michael Bray
Investment Adviser Representative
Dual-registered
Robert Anthony Case
Investment Adviser Representative
Dual-registered
Joseph James Circosta
Investment Adviser Representative
Dual-registered
Samuel Colleran
Investment Adviser Representative
Dual-registered
Thomas Peter Ditosto
Investment Adviser Representative
Dual-registered
John Joseph Dougherty
Investment Adviser Representative
Dual-registered
Aphrodite Mavricos Garrison
Investment Adviser Representative
Dual-registered
Henry Williamson Ghriskey Jr
Investment Adviser Representative
Investment Adviser Rep
Timothy Markley Ghriskey
Investment Adviser Representative
Investment Adviser Rep
Kevin Walsh Gillard
Investment Adviser Representative
Dual-registered
Adam F Grisanti
Investment Adviser Representative
Investment Adviser Rep
John H Hughes
Investment Adviser Representative
Dual-registered
Geoffrey Hulme
Investment Adviser Representative
Dual-registered
Lisa Ruth James
Investment Adviser Representative
Dual-registered
Adam David Janovic
Investment Adviser Representative
Dual-registered
Marshall Van Kaplan
Investment Adviser Representative
Dual-registered
Cintia Alexandra Kempkes
Investment Adviser Representative
Dual-registered
Michael John Kimble
Investment Adviser Representative
Dual-registered
Keith Simon Lane-Zucker
Investment Adviser Representative
Dual-registered
Benjamin Lee Lanier
Investment Adviser Representative
Investment Adviser Rep
Elizabeth Anne Larson
Investment Adviser Representative
Dual-registered
Kenneth Ewell Lee
Investment Adviser Representative
Dual-registered
Susan Reaves Lee
Investment Adviser Representative
Dual-registered
William Campbell McHale
Investment Adviser Representative
Dual-registered
Alice Barzun McLean
Investment Adviser Representative
Dual-registered
Sean Patrick Meehan
Investment Adviser Representative
Dual-registered
Jason Saeed Morad
Investment Adviser Representative
Investment Adviser Rep
Joseph James Murphy
Investment Adviser Representative
Dual-registered
Michael Kenneth Nelson
Investment Adviser Representative
Dual-registered
Christian Chihong Park
Investment Adviser Representative
Dual-registered
Daniel Pisera
Investment Adviser Representative
Dual-registered
Delphia Polle
Investment Adviser Representative
Dual-registered
Steven Edward Powers
Investment Adviser Representative
Dual-registered
Kimberly Ann Quintero
Investment Adviser Representative
Dual-registered
Guy Richards Riegel
Investment Adviser Representative
Dual-registered
Michael Rome
Investment Adviser Representative
Dual-registered
Deborah Ann Ryan
Investment Adviser Representative
Dual-registered
Ingrid Schnau
Investment Adviser Representative
Dual-registered
Bernard Selz
Investment Adviser Representative
Dual-registered
William Reed Simmons
Investment Adviser Representative
Dual-registered
Christine Stafstrom
Investment Adviser Representative
Dual-registered
Frank Stolba
Investment Adviser Representative
Dual-registered
James Edwin Thatcher
Investment Adviser Representative
Dual-registered
H. Denis Toner III
Investment Adviser Representative
Dual-registered
Thomas Mark Valenzuela
Investment Adviser Representative
Dual-registered
Rochelle Faye Wagenheim
Investment Adviser Representative
Dual-registered
Christine Elizabeth Weston
Investment Adviser Representative
Dual-registered
Yael Louise Weston
Investment Adviser Representative
Dual-registered
Hattie Mae Wright
Investment Adviser Representative
Investment Adviser Rep
Lori Zager
Investment Adviser Representative
Dual-registered

Regulatory & compliance

CRD number
#2288
SEC Number
801-5016
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Flat Fee / Performance-based
Minimum: $100,000 (waivable)

Data as of December 24, 2025 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. INGALLS & SNYDER LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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INGALLS & SNYDER LLC in NEW YORK, NY | AdvisorFinder