INVESTMENT MANAGEMENT & PLANNING LLC
SEC RegisteredWe are dedicated to providing investment management and strategic wealth planning that is right for you.
About the firm
Investment Management & Planning, LLC provides investment management and strategic wealth planning through an individualized and comprehensive financial planning process. The firm's philosophy is to provide clients with the knowledge, assistance, and superior service to work toward their financial and life goals. The entire staff is firmly committed to this philosophy.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
The firm offers financial planning, retirement planning, and investment planning, including services for business owners such as succession planning. It uses a consultative approach to create personalized financial plans and develops individualized investment strategies aimed at building, managing, preserving, and transitioning client wealth.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 189 | $35M |
| High Net Worth Individuals | 314 | $200M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 6 | $3.2M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
Data as of March 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. INVESTMENT MANAGEMENT & PLANNING LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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