INVESTMENTS & FINANCIAL PLANNING, LLC
SEC RegisteredIndependence. Diligence. Objectivity. Integrity.
About the firm
Investments & Financial Planning LLC is a full-service investment advisory and financial planning firm with over 40 years of combined experience. As a predominantly fee-based firm, they aim to help clients understand all their options before making decisions, enabling clients to secure a sustainable financial future for themselves, their families and their businesses.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Services include investment and asset allocation planning, fee-based financial planning, education planning, retirement planning, tax planning for retirement, estate planning, comprehensive insurance planning, charitable gifting strategies, qualified tuition plans, annuities, mutual funds, certificates of deposit, employee pension plans, other retirement savings plans for employee groups, life insurance, long-term care, disability and critical illness, and health insurance group health benefits.
Who they serve
Individuals, families, and businesses seeking financial planning and investment advisory services
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 696 | $236M |
| High Net Worth Individuals | 54 | $82M |
| State/Municipal Entities | 1 | — |
15 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
Data as of February 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. INVESTMENTS & FINANCIAL PLANNING, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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