INVESTOR ADVISORY GROUP
SEC RegisteredAdvocating for investors since 1987
About the firm
Headquartered in Charlotte, North Carolina, Investor Advisory Group, LLC is a fee-only registered investment firm representing clients across the country. The firm specializes in investment management and does not accept sales commissions of any kind, maintaining fiduciary responsibilities to its clients. Its advisers come from varied backgrounds including banking, accounting, and legal careers and have over half a century of portfolio management experience.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Portfolio construction, portfolio management, investment strategies, retirement planning, ongoing investment monitoring, and coordination with professionals.
Who they serve
Clients across the country, from the growth focused business professional to the income oriented retiree.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 129 | $40M |
| High Net Worth Individuals | 54 | $131M |
| Charitable Organizations | 1 | $1.7M |
3 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 0.75% |
| Next $500,000 | 0.60% |
| Next $1,000,000 | 0.50% |
| Balance over $2,000,000 | 0.25% |
Data as of March 4, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. INVESTOR ADVISORY GROUP has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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