AdFi
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Ironwood Capital Advisors LLC

SEC Registered

Tailored junior capital solutions for the lower middle market

Avon, CThttps://ironwoodcap.com860-409-2100
Assets Under Management
$500M–$1B
Employees
19
Office Locations
2 offices
Total Accounts
10

About the firm

Ironwood leverages its twenty-year track record and breadth of industry experience to provide flexible junior capital solutions to support buyouts, recapitalizations and growth financings. The firm has partnered with over 100 lower middle market companies, providing flexible capital and thoughtful advice to drive growth.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled Vehicles

Areas of expertise

Junior CapitalLower Middle MarketBuyoutsRecapitalizationsGrowth FinancingsMezzanineEquity Co-investmentMiddle Market Investing

Services

Junior debt and meaningful equity co-investment, tailored to support buyouts, recapitalizations and growth financings; also leverages family office, senior debt and other minority equity relationships to deliver comprehensive senior and junior capital solutions.

Private funds / alternatives
Private Equity

Who they serve

Lower middle market companies with revenues of $20-250M+ and EBITDA of $4-25M+

Client segmentClientsAssets managed
Pension/Profit Sharing Plans10$766M

Leadership

Zachary Robert Luce
PARTNER AND CHIEF FINANCIAL OFFICER
Carolyn Cusworth Galiette
PARTNER, PRESIDENT AND CHIEF INVESTMENT OFFICER
Marc Andrew Reich
PARTNER AND CHAIRMAN
Jr. Roger James Roche
PARTNER
Dickson Suit
PARTNER
James Raymond Barra
PARTNER AND CHIEF OPERATING OFFICER
Alexander Levental
PARTNER

Office locations

2 offices in 2 states
CT
AvonHQ
MA
Boston

Regulatory & compliance

CRD number
#321642
SEC Number
801-125824
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based

Data as of March 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ironwood Capital Advisors LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Ironwood Capital Advisors LLC in Avon, CT | AdvisorFinder