AdFi
JM

J.p. Morgan Securities LLC

SEC Registered
Assets Under Management
$25B+
Office Locations
25 offices
Total Accounts
1246646

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsInsurance CompaniesCorporationsOther

Leadership

Carlos M Hernandez
CO CEO & CO-CHAIRMAN
Michael Minikes
DIRECTOR
Jeffrey Herbert Urwin
DIRECTOR
Gregory Gil Quental
DIRECTOR
J.p. Morgan Broker-Dealer Holdings Inc.
STOCKHOLDER
Patrick C Kirby
CHIEF OPERATING OFFICER AND DIRECTOR
Jp Morgan Chase & Co.
STOCK HOLDER
Barry Sommers
CO CEO & CO-CHAIRMAN
John Robert Duffy
DIRECTOR
Jason Edwin Sippel
DIRECTOR
Robert Cullum Holmes
DIRECTOR
Julius Raphael Leiman-Carbia
CHIEF COMPLIANCE OFFICER
John Simpson Horner
DIRECTOR

Office locations

25 offices in 10 states
NY
New YorkHQ
CA
San Francisco
IL
Chicago
TX
Dallas
CA
Los Angelas
MA
Boston
GA
Atlanta
FL
Palm Beach Gardens
CA
Newport Beach
NY
New York
PA
Philadelphia
FL
Miami
IL
Chicago
OH
Westerville
TX
San Antonio
OH
Columbus
TX
Plano
TX
Plano
NY
New York
AZ
Tempe
OH
Columbus
GA
Atlanta
IL
Chicago
MA
Boston
NY
New York

Advisors at this firm

Showing 100 of 13759

Frederick S Polaniecki
Investment Adviser Representative
Dual-registered
Stephen Malfitano
Investment Adviser Representative
Dual-registered
Jeffrey Willis Durkee
Investment Adviser Representative
Dual-registered
John M. Zeumer
Investment Adviser Representative
Dual-registered
David Lee Rowe
Investment Adviser Representative
Dual-registered
Sandra Aviva David-Siller
Investment Adviser Representative
Dual-registered
Jeffrey B McAleney
Investment Adviser Representative
Dual-registered
Erin J. Connolly
Investment Adviser Representative
Dual-registered
Raymond Hayes
Investment Adviser Representative
Dual-registered
Vincent Joseph Ambrose
Investment Adviser Representative
Dual-registered
Thomas Lowell
Investment Adviser Representative
Dual-registered
William D Caprine
Investment Adviser Representative
Dual-registered
Mark Gordon
Investment Adviser Representative
Dual-registered
Norman J Lang
Investment Adviser Representative
Dual-registered
Richard Gruver Kline
Investment Adviser Representative
Dual-registered
Louise Demartino Armour
Investment Adviser Representative
Dual-registered
Paul Croitoroo
Investment Adviser Representative
Dual-registered
Edwin Espinosa
Investment Adviser Representative
Dual-registered
Kim Fonseca
Investment Adviser Representative
Dual-registered
Michael B Hershey
Investment Adviser Representative
Dual-registered
Robert Mark Buchanan, Sr.
Investment Adviser Representative
Dual-registered
Kerwin Michael Kelley
Investment Adviser Representative
Dual-registered
Patti Levin
Investment Adviser Representative
Dual-registered
Beth M Julian
Investment Adviser Representative
Dual-registered
Anna Soave
Investment Adviser Representative
Dual-registered
Mark Gerard Donohue
Investment Adviser Representative
Dual-registered
Nancy H Stewart
Investment Adviser Representative
Dual-registered
Edward Duffy Jr
Investment Adviser Representative
Dual-registered
Ronald Weckbacher
Investment Adviser Representative
Dual-registered
David Morris
Investment Adviser Representative
Dual-registered
Robert Beyer
Investment Adviser Representative
Dual-registered
Laura Lee Hanson Virginia
Investment Adviser Representative
Dual-registered
John P Ver Bockel
Investment Adviser Representative
Dual-registered
James G Dempsey
Investment Adviser Representative
Dual-registered
Catesby Ware Palmer
Investment Adviser Representative
Dual-registered
Bob Austrian
Investment Adviser Representative
Dual-registered
Frederick Spaulding Decker
Investment Adviser Representative
Dual-registered
Dennis Walter Casey
Investment Adviser Representative
Dual-registered
Mary Whitehead
Investment Adviser Representative
Dual-registered
Elliott Hutchinson
Investment Adviser Representative
Dual-registered
Lisa Cavanagh
Investment Adviser Representative
Dual-registered
David Lanshe
Investment Adviser Representative
Dual-registered
Patricia Berenger
Investment Adviser Representative
Dual-registered
Niki D Sands
Investment Adviser Representative
Dual-registered
Craig A. Pruett
Investment Adviser Representative
Dual-registered
James Joseph Ryan Jr
Investment Adviser Representative
Dual-registered
Robert R Galian
Investment Adviser Representative
Dual-registered
John Brian Kelly II
Investment Adviser Representative
Dual-registered
Mark A Mayden
Investment Adviser Representative
Dual-registered
Michele Fine
Investment Adviser Representative
Dual-registered
Peter Wellington Howe
Investment Adviser Representative
Dual-registered
Paul L. Donlon
Investment Adviser Representative
Dual-registered
Valerie A Higgins
Investment Adviser Representative
Dual-registered
Frederic Herbert Parke
Investment Adviser Representative
Dual-registered
Tony F Haeussler
Investment Adviser Representative
Dual-registered
David M Jernigan
Investment Adviser Representative
Dual-registered
Elaine M Robison
Investment Adviser Representative
Dual-registered
Mark Timothy Rehms
Investment Adviser Representative
Dual-registered
James R. Campbell
Investment Adviser Representative
Dual-registered
Maureen A. Gallagher
Investment Adviser Representative
Dual-registered
John Joseph Hanley
Investment Adviser Representative
Dual-registered
Jeffrey Yandle
Investment Adviser Representative
Dual-registered
David J. Fabos
Investment Adviser Representative
Dual-registered
Janis Valens
Investment Adviser Representative
Dual-registered
Gabor I Fogarasi
Investment Adviser Representative
Dual-registered
Randi-Ellen Lehrhoff
Investment Adviser Representative
Dual-registered
Leslie K Johnson
Investment Adviser Representative
Dual-registered
Joseph J. Cifarelli
Investment Adviser Representative
Dual-registered
James Atwood
Investment Adviser Representative
Dual-registered
Charleen A. Guck
Investment Adviser Representative
Dual-registered
Stephen Matthew McKenzie
Investment Adviser Representative
Dual-registered
Jamie C Fagan
Investment Adviser Representative
Dual-registered
Thomas F Pescherine
Investment Adviser Representative
Dual-registered
Charles Holup
Financial Professional
Janet Sweeney
Investment Adviser Representative
Dual-registered
Robert Wilds
Investment Adviser Representative
Dual-registered
Charles Glackin
Investment Adviser Representative
Dual-registered
Jeffery D Keefer
Investment Adviser Representative
Dual-registered
Anthony Joseph Zizzamia
Investment Adviser Representative
Dual-registered
Robert J Trismen
Investment Adviser Representative
Dual-registered
Sandra J Swagel
Investment Adviser Representative
Dual-registered
Christopher F. Herrel
Investment Adviser Representative
Dual-registered
Nathan Jerry Frenkiel
Investment Adviser Representative
Dual-registered
Dominic A. Mandarino
Investment Adviser Representative
Dual-registered
Walter Phillip Schlaepfer
Investment Adviser Representative
Dual-registered
Eileen Elliott
Financial Professional
Victoria Pierce
Investment Adviser Representative
Dual-registered
John Fitzpatrick Delehanty
Investment Adviser Representative
Dual-registered
Gerald Wayne Thomas
Investment Adviser Representative
Dual-registered
Gregory S Onken
Investment Adviser Representative
Dual-registered
Stephen R Witt
Investment Adviser Representative
Dual-registered
Richard Allan Beachler
Investment Adviser Representative
Dual-registered
Jesus A Cabrera
Investment Adviser Representative
Dual-registered
Richard Zinman
Investment Adviser Representative
Dual-registered
Michel C Shanks
Investment Adviser Representative
Dual-registered
Tara L Bertelsman
Investment Adviser Representative
Dual-registered
James Christopher Becker
Investment Adviser Representative
Dual-registered
Janine Altamura
Investment Adviser Representative
Dual-registered
Michael S Kertes
Investment Adviser Representative
Dual-registered
David A. Jaicomo
Investment Adviser Representative
Dual-registered

Regulatory & compliance

CRD number
#79
SEC Number
801-3702
Disciplinary History
Yes
Fees & Minimums
Fee arrangements the firm reports: AUM / Other

Data as of September 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. J.p. Morgan Securities LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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J.p. Morgan Securities in New York, NY - Fees & Services