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J. Stern & Co., LLC

SEC Registered

Investing in quality for the long-term

New York City, NYhttps://jsternco.com212-219-0200
Assets Under Management
$500M–$1B
Employees
4
Office Locations
1 office
Total Accounts
1

About the firm

J. Stern & Co. is a global independent asset manager focused on delivering long-term capital growth through high-conviction, research-led strategies. The firm is a privately owned partnership, fully aligned with its clients, including significant capital from the Stern family.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPooled VehiclesPension/Profit Sharing

Areas of expertise

Asset ManagementLong-term Capital GrowthHigh-conviction InvestingResearch-led StrategiesCapital PreservationWealth Building

Services

High-conviction, research-led asset management strategies aimed at preserving capital and building wealth over time.

Who they serve

Investors seeking long-term capital growth; the firm is aligned with its clients including the Stern family.

Client segmentClientsAssets managed
Pension/Profit Sharing Plans1$609M

Leadership

J. Stern & Co Us Holdings Inc
MANAGING MEMBER
Ronald Dooley
PRINCIPAL
Christian Roger Picot
PRINCIPAL
Thomas Leolin Alfred Price
CCO

Office locations

1 office in 1 state
NY
New York CityHQ

Regulatory & compliance

CRD number
#326509
SEC Number
801-129253
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Minimum: $200,000
Asset tierAnnual rate
LP Fund - less than $5m0.90%
LP Fund - more than $5m0.75%
LP Fund - charities0.65%
SMA - standard1.00%
SMA - charities0.65%

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. J. Stern & Co., LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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J. Stern & Co., LLC in New York City, NY | AdvisorFinder