AdFi
JI

James Investment Research Inc

SEC Registered
Xenia, OH937-426-7640
Assets Under Management
$1B–$5B
Office Locations
1 office
Total Accounts
692

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthInvestment CompaniesPension/Profit SharingCharitable OrganizationsCorporationsOther

Leadership

Lesley Dawn Ott
CHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020)
Barry Ray James
CHAIRMAN OF THE BOARD
Frank E James Jr. Trust Iris R. James Trustee Dtd 03/05/1986
OWNER
Iris Rae James
TRUSTEE
Barry Ray James
CO-TRUSTEE
Francis Edward James
CO-TRUSTEE
Richard Brian Culpepper
PRESIDENT (JAN. 2022) & CEO (NOV. 2022)

Office locations

1 office in 1 state
OH
XeniaHQ

Advisors at this firm

8 advisors in the directory

Regulatory & compliance

CRD number
#110433
SEC Number
801-12359
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM / Hourly / Flat Fee / Other

Data as of May 18, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Investment Research Inc has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
James Investment Research in Xenia, OH - Fees & Services