JAY A. FISHMAN, LTD
SEC RegisteredDriven by a Disciplined, Fundamental Long-Term Approach
About the firm
Jay A. Fishman, Ltd. is an independent investment counseling firm registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940, incorporated in the State of Michigan in April 1970. The firm provides investment counseling and portfolio management services to individuals, families, employee benefit plans, IRAs, and tax-exempt institutions. Portfolios are individually managed pursuant to each client's investment objective and with a disciplined investment philosophy.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment counseling, portfolio management, investment management, portfolio reviews, and personal financial consulting.
Who they serve
Individuals, families, employee benefit plans, IRAs, and tax-exempt institutions; clients are based throughout the United States and Europe.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 257 | $40M |
| High Net Worth Individuals | 244 | $1.1B |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 13 | $76M |
| State/Municipal Entities | 5 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
537 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.00% |
| Next $1,000,000 - $5,000,000 | 0.75% |
| Excess over $5,000,000 | 0.50% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. JAY A. FISHMAN, LTD has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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