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JMF CAPSTONE WEALTH MANAGEMENT

SEC Registered

Minimize Regret Over Maximizing Returns

TUSCALOOSA, ALhttps://jmfcapstone.com205-345-8440
Assets Under Management
$100M–$500M
Employees
8
Office Locations
1 office
Total Accounts
540

About the firm

JMF Capstone Wealth Management uses an academic-based investment strategy as the foundation for scientifically investing clients' wealth, helping them achieve financial and life goals while addressing taxes, insurance, and estate planning.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPension/Profit SharingCharitable OrganizationsState/Municipal

Areas of expertise

Investment ManagementTax PlanningInsuranceEstate PlanningRetirement PlanningFinancial Planning

Services

Investment management with an academic-based strategy, tax planning, insurance review, and estate planning guidance.

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)107$31M
High Net Worth Individuals107$378M

0 total clients reported on Form ADV.

Leadership

Llc Jmf Wealth Management
MEMBER
Joel William Lake
CHIEF COMPLIANCE OFFICER
Scott A Goldsmith
MANAGING MEMBER

Office locations

1 office in 1 state
AL
TUSCALOOSAHQ

Advisors at this firm

7 advisors in the directory

Regulatory & compliance

CRD number
#118296
SEC Number
801-107846
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Asset tierAnnual rate
First $500,0001.25%
Next $500,0000.90%
Next $1,000,0000.70%
Next $1,000,0000.50%
Next $2,000,0000.40%
On all amounts thereafter0.35%

Data as of March 12, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. JMF CAPSTONE WEALTH MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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