Jocelyn Investment Management, LLC
SEC RegisteredRetirement Plan Specialists & Investment Consultants
About the firm
Jocelyn Investment Management, LLC is a Registered Investment Advisory firm providing asset management services focused on retirement plans for businesses and wealth management for high net worth and high income individuals. The firm is a fee only investment advisory firm. Its sister firm, Jocelyn Pension Consulting, LLC, provides administrative, consulting and recordkeeping services to all types of retirement plans.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Asset management services including retirement plan consulting (assisting plan fiduciaries with ERISA duties, investment selection and monitoring, committee meeting support, and participant communication) and wealth management for high net worth and high income individuals.
Who they serve
Plan Sponsors and 401(k) plan committees, businesses with retirement plans, and high net worth and high income individuals seeking wealth management.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 0 | $0 |
| High Net Worth Individuals | 19 | $55M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 239 | $957M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.00% |
| Above $1,000,000 to $5,000,000 | 0.75% |
| Above $5,000,000 | 0.50% |
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jocelyn Investment Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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