JPS FINANCIAL, LLC
SEC RegisteredSound Financial Advice In a Complex World™
About the firm
JPS Financial is a fee-based independent investment advisory firm and fiduciary that does not provide proprietary products, recommending investment products based solely on client needs. The firm's wealth planning process is driven by listening first, formulating a strategy, and following through with advice and service. As an independent Registered Investment Advisor, it provides personalized financial advice without the agenda of a parent company.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management with customized portfolios, financial planning (offered on an hourly or fixed fee basis), retirement planning (including rollovers, Traditional IRAs, Roth IRAs, and SIMPLE IRAs), and estate planning coordination; services range from financial planning to investment management to estate planning under one roof.
Who they serve
Individuals treated as individuals and not numbers, including those with complex financial needs, served as an independent RIA providing personalized financial advice.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 158 | $54M |
| High Net Worth Individuals | 116 | $319M |
| State/Municipal Entities | 1 | — |
3 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $250,000 | 1.25% |
| $250,001 - $500,000 | 1.00% |
| $500,001 - $1,000,000 | 0.90% |
| $1,000,001 - $3,000,000 | 0.85% |
| $3,000,001 - $6,000,000 | 0.75% |
| Over $6,000,000 | 0.65% |
Data as of March 5, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. JPS FINANCIAL, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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