KAIZEN FINANCIAL ADVISORS, LLC
SEC RegisteredTake meaningful steps toward a brighter financial future.
About the firm
Kaizen Financial Advisors, LLC is dedicated to providing investment management and strategic wealth planning specific to each client's situation, striving to be a trusted advisor. As a financial advisory firm, their primary focus is to provide unbiased opinions designed to achieve long-term investment results, built on the foundation of Kaizen, the concept of continuous improvement.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment planning, financial planning (including cash flow management, tax planning strategies, education planning, estate planning, and strategic investment strategies), retirement planning, risk management, charitable giving, and business planning.
Who they serve
Individuals and households seeking wealth management, financial planning, and investment guidance at various life stages, including those planning for retirement, college, marriage, divorce, building or selling a business, starting a family, or creating a legacy.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 70 | $32M |
| High Net Worth Individuals | 80 | $230M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| 0 to $2,000,000 | 1.00% |
| $2,000,001 to $5,000,000 | 0.50% |
| $5,000,001 to $10,000,000 | 0.35% |
| $10,000,001 to $25,000,000 | 0.25% |
| Above $25,000,000 | 0.15% |
Data as of March 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. KAIZEN FINANCIAL ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched